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Asia-Pacific Privacy Packs

This page covers 6 Asia-Pacific country packs with 61 controls total.


Singapore — PDPA (2012, amended 2020/2021)

Pack ID: sg-pdpa | Framework: PDPA-SG | Regulator: PDPC Controls: 12 (4 critical, 5 high, 3 medium)

PDPA-SG-01: Data Protection Officer (Singapore)

Critical

Appoint a DPO and publish their contact information as required by PDPA.

Legal Reference: PDPA Section 11

Appoint at least one DPO. Make business contact information publicly available on the website. DPO ensures PDPA compliance, handles complaints, liaises with PDPC.

Check Description
PDPA-SG-01-C1 DPO appointed and contact information published
PDPA-SG-01-C2 DPO responsibilities documented

Critical

Obtain clear, informed consent for collection, use, and disclosure of personal data.

Legal Reference: PDPA Sections 13-15

Consent must be: given for a purpose reasonably related to the notified purpose, clear and unambiguous, obtained by affirmative act. Notify purposes at collection. Do not require consent as a condition of service unless necessary.

Check Description
PDPA-SG-02-C1 Consent obtained for each specific purpose
PDPA-SG-02-C2 Purpose notification at point of collection
PDPA-SG-02-C3 Consent records maintained

PDPA-SG-03: Purpose Limitation

High

Limit collection, use, and disclosure to purposes for which consent was obtained.

Legal Reference: PDPA Section 18

Document purposes. Only use data for consented purposes or reasonably related purposes. Obtain new consent for new purposes. Implement technical controls preventing use beyond stated purposes.

Check Description
PDPA-SG-03-C1 Purposes documented per data collection
PDPA-SG-03-C2 New consent obtained for new purposes

PDPA-SG-04: Notification Obligation

High

Inform individuals of the purposes for collection, use, or disclosure.

Legal Reference: PDPA Section 20

Notify at or before collection of: data items, purposes, expected disclosure recipients, retention. For third-party data, notify within a reasonable time. Clear, plain-language notices.

Check Description
PDPA-SG-04-C1 Collection notices provided at point of collection
PDPA-SG-04-C2 Third-party data subjects notified

PDPA-SG-05: Access and Correction Rights

High

Provide individuals access to and correction of their personal data.

Legal Reference: PDPA Sections 21-22

Respond to access within 30 days. Provide: personal data held, purposes, disclosure info for past year. Respond to correction within 30 days. Notify recipients of corrections. Charge reasonable fees for access if disclosed.

Check Description
PDPA-SG-05-C1 Access request process within 30 days
PDPA-SG-05-C2 Correction request process within 30 days
PDPA-SG-05-C3 Correction recipients notified

PDPA-SG-06: Accuracy Obligation

Medium

Ensure personal data is accurate and complete before use or disclosure.

Legal Reference: PDPA Section 23

Implement reasonable steps to ensure accuracy. Consider data source reliability, purpose, potential impact. Provide self-service correction mechanisms. Verify at collection.

Check Description
PDPA-SG-06-C1 Accuracy verification procedures implemented
PDPA-SG-06-C2 Self-service correction available

PDPA-SG-07: Protection Obligation

Critical

Implement reasonable security arrangements to protect personal data.

Legal Reference: PDPA Section 24; PDPC Security Guidelines

Consider: nature of data, impact of breach, format, cost. Include access controls, encryption, network security, data minimization, endpoint protection, incident response. Follow PDPC's Guide to Data Protection Practices for ICT Systems.

Check Description
PDPA-SG-07-C1 Security arrangements documented and risk-assessed
PDPA-SG-07-C2 Access controls and encryption implemented
PDPA-SG-07-C3 PDPC ICT security guidelines followed

PDPA-SG-08: Retention Limitation

High

Cease retention of personal data when no longer needed.

Legal Reference: PDPA Section 25

Cease retention when: purpose fulfilled, consent withdrawn, no business/legal need. Automated deletion or anonymisation. Review annually. Document disposal methods.

Check Description
PDPA-SG-08-C1 Retention periods defined and documented
PDPA-SG-08-C2 Automated deletion/anonymisation implemented

PDPA-SG-09: Transfer Limitation

High

Ensure comparable protection for personal data transferred outside Singapore.

Legal Reference: PDPA Section 26; PDPC Transfer Limitation Guidelines

Ensure overseas recipients are bound by legally enforceable obligations providing comparable protection. Use contractual clauses, BCRs, or certifications. Conduct transfer assessments.

Check Description
PDPA-SG-09-C1 Legally enforceable transfer mechanisms in place
PDPA-SG-09-C2 Comparable protection assessment documented

PDPA-SG-10: Data Breach Notification (PDPA Amendment 2021)

Critical

Notify PDPC and affected individuals of notifiable data breaches within 3 calendar days.

Legal Reference: PDPA Sections 26B-26E; PDPC Breach Notification Guidelines

Assess for notifiability (500+ individuals, or significant harm). Notify PDPC within 3 calendar days. Notify individuals if significant harm likely. Maintain breach register. Document assessment rationale.

Check Description
PDPA-SG-10-C1 Breach notifiability assessment procedure
PDPA-SG-10-C2 PDPC notification within 3 calendar days
PDPA-SG-10-C3 Individual notification for significant harm
PDPA-SG-10-C4 Breach register maintained

PDPA-SG-11: Data Portability (PDPA Amendment)

Medium

Implement data portability allowing individuals to request data transmission.

Legal Reference: PDPA Sections 26F-26H

Provide personal data in structured, commonly used, machine-readable format. Enable direct transmission to another organization where feasible.

Check Description
PDPA-SG-11-C1 Data portability request mechanism implemented
PDPA-SG-11-C2 Machine-readable export format available

PDPA-SG-12: Do Not Call Registry

Medium

Comply with DNC registry requirements for telemarketing.

Legal Reference: PDPA Part IXA; DNC Registry Rules

Check DNC registry before marketing messages to Singapore numbers (voice, text, fax). Maintain clear, written consent. Honor DNC entries and opt-outs. Appoint DNC compliance officer.

Check Description
PDPA-SG-12-C1 DNC registry checked before each telemarketing campaign
PDPA-SG-12-C2 Clear, written telemarketing consent maintained
PDPA-SG-12-C3 Opt-out requests honored within 21 days

Philippines — Data Privacy Act of 2012

Pack ID: ph-dpa | Framework: DPA-PH | Regulator: NPC Controls: 10 (4 critical, 5 high, 1 medium)

DPA-PH-01: PIC and PIP Designation

Critical

Designate Personal Information Controller (PIC) and Personal Information Processor (PIP) roles.

Legal Reference: DPA Section 3; IRR Article 4

PIC determines purposes and means. PIP processes on behalf of PIC. PIC is accountable. Ensure PIC-PIP contracts define obligations. Document accountability chain.

Check Description
DPA-PH-01-C1 PIC and PIP roles documented for each processing
DPA-PH-01-C2 PIC-PIP contracts executed with DPA obligations

DPA-PH-02: Data Protection Officer (Philippines)

High

Designate a DPO and register with the NPC.

Legal Reference: DPA Section 11; IRR Article 7; NPC Circular 17-01

DPO ensures compliance, advises on PIAs, cooperates with NPC, serves as contact. Register with NPC. Should have sufficient DPA knowledge.

Check Description
DPA-PH-02-C1 DPO designated and registered with NPC
DPA-PH-02-C2 DPO responsibilities documented

DPA-PH-03: NPC Registration

High

Register personal data processing systems with NPC if processing 1,000+ records.

Legal Reference: NPC Circular 17-01; DPA IRR Article 7

Submit registration forms: PIC details, DPO information, processing system descriptions, data categories. Renew annually. Update within 30 days of material changes.

Check Description
DPA-PH-03-C1 NPC registration completed if applicable
DPA-PH-03-C2 Annual renewal process established

DPA-PH-04: Criteria for Lawful Processing

Critical

Document the lawful criteria for processing personal data and sensitive personal information.

Legal Reference: DPA Sections 12-13

For personal data: consent, contract, legal obligation, vital interests, public interest, legitimate interests. For sensitive PI (race, marital status, age, color, religious/philosophical/political affiliations, health, education, genetics, sexual life, SSN, licenses): specific, affirmed consent.

Check Description
DPA-PH-04-C1 Lawful criteria documented per processing
DPA-PH-04-C2 Specific consent for sensitive personal information

DPA-PH-05: Data Subject Rights (Philippines)

High

Implement DPA data subject rights including bequeathal rights for deceased persons.

Legal Reference: DPA Sections 16-18

Rights: information, objection, access, rectification, erasure/blocking, portability, damages. Honor bequeathal rights (rights of heirs of deceased). Respond within reasonable time. Provide complaint mechanisms.

Check Description
DPA-PH-05-C1 All DPA rights implemented with request mechanisms
DPA-PH-05-C2 Bequeathal rights procedure documented
DPA-PH-05-C3 Complaint filing mechanism available

DPA-PH-06: Security Measures (NPC Circular 16-03)

Critical

Implement physical, organizational, and technical security measures.

Legal Reference: NPC Circular 16-03 Parts 3-5

Organizational: policies, access control, data mapping. Physical: facility access, environmental controls. Technical: authentication, encryption, network security, logging. Appoint Information Security Officer. Annual reviews.

Check Description
DPA-PH-06-C1 Organizational security measures documented
DPA-PH-06-C2 Physical security measures implemented
DPA-PH-06-C3 Technical security measures implemented
DPA-PH-06-C4 Annual security review conducted

DPA-PH-07: Privacy Impact Assessment

High

Conduct Privacy Impact Assessments (PIAs) for processing systems and new projects.

Legal Reference: DPA IRR Article 8; NPC PIA Guidelines

Required for: new processing systems, significant changes, automated processing/profiling, sensitive PI, large-scale processing. Document: processing description, necessity, risks, mitigation. Submit to NPC if requested.

Check Description
DPA-PH-07-C1 PIA criteria established for new/changed processing
DPA-PH-07-C2 PIAs documented with risk assessments

DPA-PH-08: NPC Breach Notification

Critical

Report personal data breaches to the NPC within 72 hours and notify affected individuals.

Legal Reference: NPC Circular 16-03 Section 9; DPA IRR Article 9

Notify NPC within 72 hours for breaches involving sensitive PI or affecting 100+ individuals. Include: breach nature, data, date/time, circumstances, mitigation. Notify individuals within reasonable time. Document all breaches.

Check Description
DPA-PH-08-C1 NPC 72-hour breach notification procedure
DPA-PH-08-C2 Individual notification procedures
DPA-PH-08-C3 Breach register maintained

DPA-PH-09: Data Sharing and Outsourcing

High

Ensure lawful data sharing and outsourcing of personal data processing.

Legal Reference: DPA Sections 20, 32-36; IRR Articles 21, 28

Execute data sharing agreements with PICs (purpose, data categories, security, rights, termination). For outsourcing to PIPs: processing scope, security obligations, sub-processor controls, data return/deletion.

Check Description
DPA-PH-09-C1 Data sharing agreements with PICs executed
DPA-PH-09-C2 Outsourcing contracts with PIPs executed

DPA-PH-10: Cross-Border Transfers (Philippines)

High

Ensure appropriate safeguards for international transfers.

Legal Reference: DPA Section 21; IRR Article 27

Overseas recipients must provide protection comparable to DPA. Use contractual safeguards. Inform data subjects of cross-border transfers. Conduct transfer risk assessments.

Check Description
DPA-PH-10-C1 Cross-border transfer safeguards documented
DPA-PH-10-C2 Comparable protection ensured

Japan — APPI (2022 Amendment)

Pack ID: jp-appi | Framework: APPI | Regulator: PPC Controls: 10 (3 critical, 5 high, 2 medium)

APPI-01: Purpose of Use Specification

Critical

Specify the purpose of use for personal information and publicly announce or notify it.

Legal Reference: APPI Article 17

Specify as specifically as possible. Not improperly associated with the individual. Publish on website or notify directly. Obtain consent before changing purpose beyond reasonable scope.

Check Description
APPI-01-C1 Purpose of use specified for each data category
APPI-01-C2 Purposes published or notified to data subjects
APPI-01-C3 Purpose change consent obtained

APPI-02: Proper Acquisition

High

Acquire personal information by lawful and fair means, not deceptive means.

Legal Reference: APPI Articles 18-19

For sensitive PI (race, creed, social status, medical history, criminal record, crime victim): obtain consent unless exception applies. Notify or publish purpose when acquiring sensitive data.

Check Description
APPI-02-C1 Data acquisition methods reviewed for lawfulness
APPI-02-C2 Consent obtained for sensitive personal information

APPI-03: Security Control Measures

Critical

Implement security control measures to prevent leakage, loss, or damage.

Legal Reference: APPI Article 23; PPC Guidelines

Organizational (policies, training), personnel (agreements, access control), physical (facility, equipment), technical (access control, encryption, IDS). Follow PPC Basic Policy. Conduct regular audits.

Check Description
APPI-03-C1 Organizational and personnel security measures implemented
APPI-03-C2 Physical and technical security measures implemented
APPI-03-C3 Regular security audits conducted

APPI-04: Outsourcing Supervision

High

Exercise necessary and appropriate supervision over outsourced personal data processing.

Legal Reference: APPI Article 22

Select qualified contractors. Execute contracts specifying purpose, security measures, sub-contractor restrictions, data handling. Conduct regular compliance assessments.

Check Description
APPI-04-C1 Outsourcing contracts executed with required clauses
APPI-04-C2 Regular contractor compliance assessments

APPI-05: Third-Party Provision Restriction

High

Obtain consent before providing personal data to third parties.

Legal Reference: APPI Articles 27-28

Prior consent unless exception applies. Record: recipient, data items, date. Verify acquisition circumstances when receiving. Maintain opt-out mechanism with PPC notification.

Check Description
APPI-05-C1 Consent obtained before third-party provision
APPI-05-C2 Provision records maintained
APPI-05-C3 Opt-out mechanism with PPC notification

APPI-06: Cross-Border Transfer Requirements

Critical

Obtain prior consent for providing personal data to third parties in foreign countries.

Legal Reference: APPI Article 28

Prior consent for transfers to countries without equivalent protection. Inform of: destination country, recipient information, data categories. Countries with equivalent protection (currently none recognized by PPC) or exceptions do not require consent.

Check Description
APPI-06-C1 Prior consent obtained for cross-border transfers
APPI-06-C2 Transfer information provided to data subjects

APPI-07: Individual Rights (Disclosure, Correction, Suspension)

High

Implement rights to disclosure, correction, and suspension of use.

Legal Reference: APPI Articles 32-37

Right to request disclosure, correction/addition/deletion (with proof), suspension of use/third-party provision. Disclosure: prompt response. Correction: within 2 weeks. Document refusal reasons.

Check Description
APPI-07-C1 Disclosure request mechanism implemented
APPI-07-C2 Correction/addition/deletion request mechanism
APPI-07-C3 Suspension of use/provision request mechanism

APPI-08: Personal Data Breach Notification (PPC)

Critical

Notify PPC and affected individuals of breaches meeting threshold.

Legal Reference: APPI Article 26; PPC Breach Reporting Guidelines

Report to PPC promptly when involving sensitive information, potential financial damage, or 1,000+ individuals. Report within 3-5 days ideally. Include: incident facts, data items, cause, damage, countermeasures. Notify individuals for harmful breaches.

Check Description
APPI-08-C1 PPC breach notification procedure for threshold breaches
APPI-08-C2 Individual notification for harmful breaches
APPI-08-C3 Breach records maintained

APPI-09: Personal Information Protection Officer

High

Designate a Protection Officer and establish internal structures.

Legal Reference: APPI Article 25; PPC Management Guidelines

Designate person responsible. Establish contact point for requests/complaints. Maintain processing description. Train employees handling personal data.

Check Description
APPI-09-C1 Protection officer designated and documented
APPI-09-C2 Internal request/complaint handling structure

APPI-10: Anonymously Processed Information

Medium

Comply with requirements when creating and providing anonymously processed information.

Legal Reference: APPI Articles 36-38

Delete or alter identifying descriptions. Prevent re-identification. Document anonymisation methods. Conduct checks before providing. Avoid combining with other data.

Check Description
APPI-10-C1 Anonymisation procedures documented
APPI-10-C2 Re-identification risk assessed

South Korea — PIPA (2023 Amendment)

Pack ID: kr-pipa | Framework: PIPA | Regulator: PIPC Controls: 10 (4 critical, 5 high, 1 medium)

PIPA-01: Personal Information Processing Policy

Critical

Draft, publish, and maintain a personal information processing policy in Korean.

Legal Reference: PIPA Article 17

Include: items collected, purpose, retention/use period, third-party provision, outsourcing, cross-border transfer, data subject rights, DPO contact. Publish on homepage. Plain Korean. Review annually.

Check Description
PIPA-01-C1 Privacy policy published in Korean on homepage
PIPA-01-C2 All PIPA-required items included
PIPA-01-C3 Annual review documented

Critical

Obtain separate consent for each purpose, sensitive data, third-party provision, and cross-border transfers.

Legal Reference: PIPA Articles 17, 23, 24, 28

Separate consent for: each purpose, sensitive information (ideology, creed, union, political, health, sexual life, biometric, criminal records), unique identifiers (RRN, passport), third-party provision, cross-border transfers. Non-pre-checked boxes. Opt-out mechanisms.

Check Description
PIPA-02-C1 Separate consent per purpose, sensitive data, third-party, and transfer
PIPA-02-C2 Non-pre-checked boxes used
PIPA-02-C3 Consent withdrawal mechanisms available

PIPA-03: Privacy Impact Assessment

High

Conduct PIAs for processing likely to infringe on privacy rights.

Legal Reference: PIPA Article 33; Enforcement Decree Article 25

For: public agencies, large-scale processing, sensitive information, new technologies (AI, IoT), systematic profiling. Submit to PIPC if public sector. Implement mitigation. Review periodically.

Check Description
PIPA-03-C1 PIA criteria established
PIPA-03-C2 PIAs conducted and documented

PIPA-04: Data Protection Officer (Korea)

High

Designate a Chief Privacy Officer (CPO) if required by scale thresholds.

Legal Reference: PIPA Article 30

CPO required if: 10,000+ data subjects (public), 10,000+ (private with 50+ employees), or 1,000+ sensitive information. CPO establishes policies, conducts audits, handles complaints, liaises with PIPC. Register with PIPC.

Check Description
PIPA-04-C1 CPO designated if threshold met
PIPA-04-C2 CPO registered with PIPC

PIPA-05: Security Measures (Technical, Physical, Administrative)

Critical

Implement three-tier security measures for personal information.

Legal Reference: PIPA Article 29; Enforcement Rule Article 14

Technical: access control, encryption, security programs. Physical: facility access, document security. Administrative: internal policies, training, access privilege management, regular audits. Special measures for RRN.

Check Description
PIPA-05-C1 Technical security measures implemented and documented
PIPA-05-C2 Physical security measures implemented
PIPA-05-C3 Administrative security measures implemented
PIPA-05-C4 Special RRN protection measures

PIPA-06: KISA/PIPC Breach Notification

Critical

Notify PIPC/KISA and affected individuals of breaches without delay.

Legal Reference: PIPA Article 34

Notify PIPC when breach involves: 1,000+ subjects, sensitive information, or RRN. Notify individuals when likely to cause harm. Include: items leaked, time/place, countermeasures, damage mitigation. Written report within 5 days.

Check Description
PIPA-06-C1 PIPC notification procedure for threshold breaches
PIPA-06-C2 Individual notification for harmful breaches
PIPA-06-C3 Written report within 5 days

PIPA-07: Data Subject Rights (Korea)

High

Implement PIPA data subject rights including reading and suspension requests.

Legal Reference: PIPA Articles 35-38

Rights: access, suspension of processing, correction/deletion, deletion of consented data. Respond within 10-15 days. Provide reasons for refusal. Digital request mechanisms. Ensure portability.

Check Description
PIPA-07-C1 All PIPA rights implemented
PIPA-07-C2 Response within 10-15 days
PIPA-07-C3 Suspension of processing mechanism available

PIPA-08: Resident Registration Number (RRN) Protection

Critical

Implement special protections for Resident Registration Numbers and unique identifiers.

Legal Reference: PIPA Article 24; Enforcement Decree Article 19

Do not collect RRN unless legally permitted. Store encrypted with strong key management. Limit access to authorized personnel. Audit log all RRN access. Never use beyond legally permitted purposes. Delete when purpose fulfilled.

Check Description
PIPA-08-C1 RRN collection limited to legally permitted purposes
PIPA-08-C2 RRN encrypted with strong key management
PIPA-08-C3 RRN access audit logging implemented

PIPA-09: Cross-Border Transfer (Korea)

High

Obtain separate consent and document safeguards for cross-border transfers.

Legal Reference: PIPA Article 28

Separate consent specifying: destination country, recipient, purpose, data items, retention. Implement safeguards (contracts, equivalent protection). Allow withdrawal. Maintain transfer register.

Check Description
PIPA-09-C1 Separate consent for cross-border transfers
PIPA-09-C2 Transfer register maintained

PIPA-10: Outsourcing Management

High

Execute contracts with outsourced processors and maintain an outsourcing register.

Legal Reference: PIPA Article 27

Contracts specifying: processing scope, security measures, sub-contractor restrictions, data handling. Maintain outsourcing register published on website. Conduct periodic assessments. Notify data subjects.

Check Description
PIPA-10-C1 Outsourcing contracts executed
PIPA-10-C2 Outsourcing register published

China — PIPL (2021)

Pack ID: cn-pipl | Framework: PIPL | Regulator: CAC Controls: 11 (5 critical, 4 high, 2 medium)

Critical

Identify legal basis and obtain valid consent for personal information processing.

Legal Reference: PIPL Articles 13-14

Consent: freely given, informed, voluntary, clear. Alternatively: contract performance, legal obligations, public health, news reporting, legally permitted circumstances. Specific purposes, affirmative action. No bundled consent.

Check Description
PIPL-01-C1 Legal basis documented per processing activity
PIPL-01-C2 Consent is freely given, informed, voluntary, clear
PIPL-01-C3 No bundled consent for multiple purposes

PIPL-02: Privacy Policy (Chinese Language)

Critical

Publish a comprehensive privacy policy in clear, plain Chinese.

Legal Reference: PIPL Article 17

Include: handler identity, contact person, processing purposes/methods, data categories, retention, data subject rights, mechanisms. Clear, plain Chinese. Prominent display. Accessible, easy to read, convenient to save.

Check Description
PIPL-02-C1 Privacy policy published in Chinese with all required items
PIPL-02-C2 Policy displayed prominently and accessible

PIPL-03: Sensitive Personal Information Controls

Critical

Obtain separate consent and implement stricter controls for sensitive PI.

Legal Reference: PIPL Articles 28-32

Sensitive PI: biometrics, religious beliefs, specific identity, medical health, financial accounts, location tracking, minors under 14. Separate consent with necessity explanation. Stricter access controls and encryption. Conduct PIPIA. Minimize collection.

Check Description
PIPL-03-C1 Sensitive PI identified and classified
PIPL-03-C2 Separate consent with necessity explanation
PIPL-03-C3 Stricter security controls for sensitive PI
PIPL-03-C4 PIPIA conducted for sensitive data processing

PIPL-04: Data Localization

Critical

Store personal information of Chinese residents within mainland China when required.

Legal Reference: PIPL Article 40; Data Export Security Assessment Measures

Required for: Critical Information Infrastructure Operators (CIIO), handlers processing PI of 1,000,000+ individuals, or transferring 100,000+ non-sensitive or 10,000+ sensitive PI abroad. Implement technical controls for China data residency.

Check Description
PIPL-04-C1 Data localization thresholds assessed
PIPL-04-C2 Technical controls enforce China data residency

PIPL-05: CAC Cross-Border Transfer Assessment

Critical

Complete required CAC assessments before transferring personal information abroad.

Legal Reference: PIPL Articles 38-39; CAC Standard Contract Measures

Complete: CAC Security Assessment for large-scale, CAC Standard Contract filing, or CAC certification. Obtain separate informed consent. Inform: purpose, recipient, data items, retention, rights. Conduct PIPIA before transfer.

Check Description
PIPL-05-C1 Appropriate CAC mechanism completed
PIPL-05-C2 Separate consent from individuals obtained
PIPL-05-C3 PIPIA conducted before transfer

PIPL-06: PIPL Individual Rights

High

Implement all PIPL data subject rights including right to refuse profiling.

Legal Reference: PIPL Articles 44-49

Rights: know/access, copy, correct, delete, restrict, portability, explain/refuse automated decisions, withdraw consent, delete deceased user's data. Respond within 15 working days. Clear mechanisms. Do not refuse on technical grounds.

Check Description
PIPL-06-C1 All PIPL rights implemented
PIPL-06-C2 Automated decision explanation and refusal
PIPL-06-C3 Responses within 15 working days

PIPL-07: Personal Information Protection Impact Assessment (PIPIA)

High

Conduct PIPIA before high-risk processing activities.

Legal Reference: PIPL Articles 55-56

Required for: sensitive PI, automated decision-making/profiling, entrusting/outsourcing, public disclosure, cross-border transfers. Document: purpose, necessity, impact assessment, mitigation. Records kept at least 3 years.

Check Description
PIPL-07-C1 PIPIA criteria established for triggering activities
PIPL-07-C2 PIPIA records maintained for 3+ years

PIPL-08: Automated Decision-Making Controls

High

Implement safeguards for automated decisions, profiling, and algorithmic recommendations.

Legal Reference: PIPL Article 24; Algorithm Recommendation Management Provisions

Transparency about automated decisions. No unreasonable differential treatment. Opt-out and explanation mechanisms. Non-discrimination based on personal characteristics.

Check Description
PIPL-08-C1 Automated decision transparency implemented
PIPL-08-C2 Opt-out and explanation available
PIPL-08-C3 Non-discrimination safeguards in place

PIPL-09: Personal Information Handler Representative

Medium

Designate a person in charge of personal information protection.

Legal Reference: PIPL Article 52

Designate responsible person. Publicize name and contact information. Establish dedicated department or designate personnel for large-scale processing.

Check Description
PIPL-09-C1 Protection representative designated
PIPL-09-C2 Contact information publicized

PIPL-10: Children's Personal Information (Under 14)

High

Implement special protections for minors under 14 as sensitive PI.

Legal Reference: PIPL Article 31; Children's PI Network Protection Provisions

Treat as sensitive. Guardian consent. Dedicated handler rule for minors. Appoint person responsible. Minimize collection. No profiling or behavioral advertising targeting children.

Check Description
PIPL-10-C1 Guardian consent obtained for minors under 14
PIPL-10-C2 Dedicated children's PI handling rules established
PIPL-10-C3 No behavioral advertising targeting minors

PIPL-11: Breach Notification (PIPL)

Critical

Notify authorities and affected individuals of personal information security incidents.

Legal Reference: PIPL Article 57

Immediately take remedial measures. Notify authorities and affected individuals when leak/tampering/loss occurs or may cause harm. Include: type of data, cause, harm. Maintain documentation. Report to CAC if required.

Check Description
PIPL-11-C1 Incident response and remedial procedures
PIPL-11-C2 Authority notification for harmful incidents
PIPL-11-C3 Individual notification with required details

India — DPDPA (2023)

Pack ID: in-dpdpa | Framework: DPDPA | Regulator: Data Protection Board of India Controls: 8 (3 critical, 3 high, 2 medium)

Critical

Implement interoperable consent management through DPDP-approved Consent Manager platforms.

Legal Reference: DPDPA Sections 5-6

Integrate with interoperable Consent Managers registered with the Data Protection Board. Consent: free, specific, informed, unconditional, unambiguous, clear affirmative action. Withdrawal via same Consent Manager. Verifiable records.

Check Description
DPDPA-01-C1 Consent Manager integration implemented
DPDPA-01-C2 Consent withdrawal via Consent Manager
DPDPA-01-C3 Verifiable consent records maintained

DPDPA-02: Notice Requirements

High

Provide clear notice in plain language describing personal data processing.

Legal Reference: DPDPA Section 7

Notice must describe: personal data items, processing purpose, Data Fiduciary identity, Data Principal rights, grievance redressal mechanism. In plain language (English or any language in 8th Schedule of Constitution). Available in accessible formats.

Check Description
DPDPA-02-C1 Notice provided with all required items before processing
DPDPA-02-C2 Notice in plain, accessible language

DPDPA-03: Data Principal Rights

High

Implement DPDPA rights: access, correction, erasure, grievance, nomination.

Legal Reference: DPDPA Sections 11-14

Rights: access to processed data, correction/erasure, grievance redressal, nomination (in case of death/incapacity). Provide mechanisms through Consent Manager or directly. Respond within prescribed timeframes.

Check Description
DPDPA-03-C1 All DPDPA rights implemented and accessible
DPDPA-03-C2 Nomination mechanism for death/incapacity
DPDPA-03-C3 Grievance redressal officer designated

DPDPA-04: Data Fiduciary Obligations

Critical

Comply with Data Fiduciary obligations: accuracy, security, breach notification.

Legal Reference: DPDPA Sections 8-10

Ensure data accuracy. Implement reasonable security safeguards. Notify Data Protection Board and affected Data Principals of breaches. Engage only validly registered Data Processors. Comply with additional obligations if Significant Data Fiduciary.

Check Description
DPDPA-04-C1 Security safeguards implemented and documented
DPDPA-04-C2 Breach notification procedure established
DPDPA-04-C3 Processor due diligence and contracts

DPDPA-05: Significant Data Fiduciary Requirements

Medium

Comply with additional obligations if notified as a Significant Data Fiduciary.

Legal Reference: DPDPA Section 10

Appoint a Data Protection Officer based in India. Appoint an Independent Data Auditor. Conduct DPIAs. Conduct independent audits. Comply with any additional measures prescribed by the Board.

Check Description
DPDPA-05-C1 SDF status assessment conducted
DPDPA-05-C2 DPO and Independent Data Auditor appointed if SDF

DPDPA-06: Children's Data Protection

High

Implement special protections for children's data (under 18).

Legal Reference: DPDPA Section 9

Obtain verifiable consent from parent/lawful guardian. Do not process in a manner likely to cause detriment to child's well-being. Do not undertake tracking, behavioral monitoring, or targeted advertising directed at children.

Check Description
DPDPA-06-C1 Verifiable parental consent mechanism implemented
DPDPA-06-C2 No behavioral monitoring/targeted advertising for children

DPDPA-07: Cross-Border Transfers (India)

Critical

Comply with cross-border transfer restrictions based on "blacklist" approach.

Legal Reference: DPDPA Section 16

Transfer personal data outside India only to countries not on the restricted list (notified by Central Government). Monitor the restricted countries list. Implement technical controls preventing transfers to restricted countries. Document transfer decisions.

Check Description
DPDPA-07-C1 Restricted countries list monitored
DPDPA-07-C2 Technical controls prevent restricted transfers

DPDPA-08: Exemptions and Legitimate Uses

Medium

Understand and apply DPDPA exemptions for legitimate uses.

Legal Reference: DPDPA Section 7, 17

Process without consent for: voluntarily provided data for specified purpose, employment-related purposes, medical emergency, disaster, law enforcement, judicial proceedings. Document reliance on legitimate uses.

Check Description
DPDPA-08-C1 Legitimate use assessments documented
DPDPA-08-C2 Exemption criteria reviewed and updated

Exercise: Compare Breach Notification Across APAC

Country Regulator Deadline Threshold
Singapore PDPC ? ?
Philippines NPC ? ?
Japan PPC ? ?
South Korea PIPC ? ?
China CAC ? ?
India DPB ? ?

Answers

  • Singapore: 3 calendar days / 500+ individuals or significant harm
  • Philippines: 72 hours / sensitive PI or 100+ individuals
  • Japan: 3-5 days (ideally) / sensitive info, financial damage, or 1,000+ individuals
  • South Korea: Without delay (written report within 5 days) / 1,000+ subjects, sensitive info, or RRN
  • China: Immediately / when leak/tampering/loss may cause harm
  • India: As prescribed by Board / breaches affecting Data Principals

Exercise: China Data Localization Decision Tree

Your company processes personal data of Chinese users. Answer these questions:

  1. Are you a Critical Information Infrastructure Operator (CIIO)?
  2. Do you process PI of 1,000,000 or more individuals?
  3. Do you transfer more than 100,000 non-sensitive PI abroad?
  4. Do you transfer more than 10,000 sensitive PI abroad?

If you answered yes to any question, data localization applies:

  • Store the affected data within mainland China
  • Complete a CAC Security Assessment, Standard Contract filing, or certification
  • Obtain separate consent from individuals before transfer
  • Conduct a PIPIA before the transfer

Exercise: South Korea RRN Compliance

South Korea's Resident Registration Number (RRN) has the strictest protections in APAC.

  1. Can you require RRN for user registration? (Answer: only if specifically permitted by law)
  2. How must RRN be stored? (Answer: encrypted with strong key management)
  3. Who can access RRN? (Answer: authorized personnel only, with audit logging)
  4. When must RRN be deleted? (Answer: when the collection purpose is fulfilled)

Audit your application: - [ ] Verify RRN is not collected unless legally required - [ ] Verify RRN field is encrypted in database (not just hashed) - [ ] Verify access is restricted to a whitelist of roles - [ ] Verify all RRN access is logged with user ID and timestamp