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Americas Privacy Packs


Brazil — LGPD (Law 13,709/2018)

Pack ID: br-lgpd Framework: LGPD Regulator: ANPD (Autoridade Nacional de Proteção de Dados) Controls: 10 (5 critical, 5 high) Law: Lei Geral de Proteção de Dados (effective September 18, 2020; sanctions from August 1, 2021)

LGPD-01: Encarregado (DPO) Appointment

Critical

Appoint an Encarregado (Data Protection Officer) and publish their contact information.

Legal Reference: LGPD Article 41; ANPD Resolution CD/ANPD No. 5/2022

The Encarregado is responsible for: accepting complaints, communicating with ANPD, guiding employees on LGPD compliance. Publish identity and contact details on the website. Must be a person of integrity and independence. Small entities may be exempted by ANPD.

Check Description
LGPD-01-C1 Encarregado appointed with defined responsibilities
LGPD-01-C2 Contact information published and accessible
LGPD-01-C3 ANPD exemption assessment documented if applicable

LGPD-02: Records of Processing Activities

Critical

Maintain a Record of Personal Data Processing Operations (ROPD).

Legal Reference: LGPD Article 37

Document: controller/processor/Encarregado details, data subject categories, personal data categories, purposes, data sharing, international transfers, retention, security measures. Small entities exempt unless high-risk processing.

Check Description
LGPD-02-C1 ROPD maintained with all Article 37 required fields
LGPD-02-C2 Records updated when processing activities change
LGPD-02-C3 Exemption assessment documented for small entities

Critical

Identify and document one of the ten LGPD legal bases for each processing activity.

Legal Reference: LGPD Article 7

Ten bases: (1) consent, (2) legal/regulatory duty, (3) public administration, (4) research, (5) contract performance, (6) exercise of rights, (7) life/physical safety protection, (8) health protection by professionals, (9) legitimate interests, (10) credit protection. Conduct balancing test for legitimate interests.

Check Description
LGPD-03-C1 Legal basis documented per processing activity
LGPD-03-C2 Legitimate interest balancing test conducted where applicable
LGPD-03-C3 Legal basis communicated in privacy notice

Critical

Obtain free, informed, and unambiguous consent that is specific for each purpose.

Legal Reference: LGPD Articles 8, 11, 14

Consent must be free, informed, unambiguous, expressed in writing or other means. Specific for each purpose (no bundled consent). Sensitive data requires written/separate consent. Children require consent from at least one parent/guardian (best interest principle). Easy free withdrawal.

Check Description
LGPD-04-C1 Consent obtained per specific purpose (no bundling)
LGPD-04-C2 Written/separate consent for sensitive data
LGPD-04-C3 Guardian consent for minors (best interest principle)
LGPD-04-C4 Easy, free consent withdrawal mechanism

LGPD-05: Holder Rights (Article 18)

Critical

Implement all data holder rights with response within 15 days of request.

Legal Reference: LGPD Article 18

Rights: (1) confirmation of processing, (2) access, (3) correction, (4) anonymization/blocking/deletion, (5) portability, (6) deletion of consented data, (7) information about data sharing, (8) information about denying consent. Respond within 15 days. Free mechanism.

Check Description
LGPD-05-C1 All Article 18 rights implemented and accessible
LGPD-05-C2 Response within 15 days of request
LGPD-05-C3 Free mechanism for exercising rights

LGPD-06: Security of Personal Data

Critical

Implement appropriate technical and organizational security measures.

Legal Reference: LGPD Article 46

Measures appropriate to data nature, considering current technology, processing characteristics, and potential risks. Include access controls, encryption, network security, authentication, backup, incident response. Review periodically. Follow ANPD guidance.

Check Description
LGPD-06-C1 Security measures documented and risk-assessed
LGPD-06-C2 Encryption and access controls implemented
LGPD-06-C3 Security measures reviewed and updated periodically

LGPD-07: Data Protection Impact Assessment (DPIA)

High

Conduct DPIA for processing based on legitimate interests or high-risk activities.

Legal Reference: LGPD Article 38; ANPD DPIA Guidance

Document: processing description, legitimacy assessments, risk analysis, mitigation measures. Consult the Encarregado. Keep under confidentiality. Submit to ANPD when requested or high-risk processing.

Check Description
LGPD-07-C1 DPIA criteria established based on ANPD guidance
LGPD-07-C2 DPIAs conducted for high-risk processing
LGPD-07-C3 DPIA records maintained under confidentiality

LGPD-08: ANPD Breach Notification

Critical

Notify ANPD and affected data subjects of security incidents that may cause risk or harm.

Legal Reference: LGPD Article 48; ANPD Resolution CD/ANPD No. 15/2024

Notify ANPD within a reasonable timeframe. Include: nature of data, incident description, affected subjects, technical/security measures, risks, reasons for delay. Notify affected subjects unless risk mitigated (e.g., encryption). Maintain incident register.

Check Description
LGPD-08-C1 ANPD notification procedure established
LGPD-08-C2 Affected data subjects notified when risk/harm exists
LGPD-08-C3 Incident register maintained

LGPD-09: International Data Transfer (LGPD)

High

Ensure international transfers comply with LGPD Articles 33-36.

Legal Reference: LGPD Articles 33-36; ANPD International Transfer Regulations

Transfer only when: destination provides adequate protection (ANPD adequacy), controller guarantees compliance (SCCs), international cooperation instruments exist, or controller proves effective compliance. Burden of proof is on the controller.

Check Description
LGPD-09-C1 Transfer register maintained with basis per transfer
LGPD-09-C2 ANPD SCCs or adequacy for each international transfer
LGPD-09-C3 ANPD adequacy decisions monitored

LGPD-10: Operator (Processor) Contracts

High

Execute LGPD-compliant contracts with all operators (processors).

Legal Reference: LGPD Article 39

Cover: processing purposes, nature/scope, duration, data categories, data subject rights, security measures, confidentiality, sub-processor controls, data return/deletion, audit rights. Operators jointly liable for damages from deviation.

Check Description
LGPD-10-C1 Article 39 contracts executed with all operators
LGPD-10-C2 Sub-processor flow-down terms included
LGPD-10-C3 Data return/deletion upon termination guaranteed

Canada — PIPEDA (10 Fair Information Principles)

Pack ID: ca-pipeda Framework: PIPEDA Regulator: OPC (Office of the Privacy Commissioner of Canada) Controls: 10 (3 critical, 5 high, 2 medium) Law: Personal Information Protection and Electronic Documents Act, S.C. 2000, c. 5 (PIPEDA Schedule 1, CSA Model Code)

PIPEDA-01: Accountability (Principle 1)

Critical

Designate a Privacy Officer responsible for compliance and implement accountability policies.

Legal Reference: PIPEDA Schedule 1, Principle 4.1

Organization is responsible for personal information under its control, including information transferred to third parties. Implement policies and practices. Make Privacy Officer contact available upon request.

Check Description
PIPEDA-01-C1 Privacy Officer designated and documented
PIPEDA-01-C2 Accountability policies implemented
PIPEDA-01-C3 Privacy Officer contact available upon request

PIPEDA-02: Identifying Purposes (Principle 2)

High

Document and communicate the purposes for collection before or at the time of collection.

Legal Reference: PIPEDA Schedule 1, Principle 4.2; PIPEDA Section 5

Identify purposes before collection. Communicate to the individual. For secondary use, obtain consent. Purposes must be what a reasonable person would consider appropriate.

Check Description
PIPEDA-02-C1 Purposes documented before/at collection
PIPEDA-02-C2 New consent obtained for secondary purposes

Critical

Obtain meaningful knowledge and consent for collection, use, or disclosure.

Legal Reference: PIPEDA Schedule 1, Principle 4.3; PIPEDA Section 6.1

Consent can be express or implied. Express for sensitive information. Do not make consent a condition of service beyond what is necessary. Provide withdrawal mechanism. Consider PIPEDA Section 5(3) "appropriate purposes" test. Parental consent for minors.

Check Description
PIPEDA-03-C1 Consent obtained appropriate to circumstances
PIPEDA-03-C2 Express consent for sensitive data
PIPEDA-03-C3 Consent withdrawal mechanism available

PIPEDA-04: Limiting Collection (Principle 4)

High

Limit collection of personal information to what is necessary for identified purposes.

Legal Reference: PIPEDA Schedule 1, Principle 4.4

Collect by fair and lawful means. Do not collect unnecessary information. Document minimization practices. Avoid deceptive collection.

Check Description
PIPEDA-04-C1 Collection limited to identified purposes
PIPEDA-04-C2 Collection methods are fair and lawful

PIPEDA-05: Limiting Use, Disclosure, Retention (Principle 5)

High

Do not use or disclose for new purposes without consent. Retain only as long as necessary.

Legal Reference: PIPEDA Schedule 1, Principle 4.5

Use only for the purpose collected unless consent or law requires. Retain only as long as necessary or legally required. Destroy, erase, or anonymize expired data. Document retention and destruction guidelines.

Check Description
PIPEDA-05-C1 New purposes require fresh consent
PIPEDA-05-C2 Retention schedules documented
PIPEDA-05-C3 Destruction/anonymization of expired data

PIPEDA-06: Accuracy (Principle 6)

Medium

Ensure personal information is accurate, complete, and up-to-date for its intended use.

Legal Reference: PIPEDA Schedule 1, Principle 4.6

Minimize use of inaccurate information for decisions. Update when inaccuracies identified. Provide amendment mechanisms. Do not routinely update unless necessary.

Check Description
PIPEDA-06-C1 Accuracy verification procedures implemented
PIPEDA-06-C2 Individual amendment/challenge mechanism available

PIPEDA-07: Safeguards (Principle 7)

Critical

Implement security safeguards appropriate to the sensitivity of personal information.

Legal Reference: PIPEDA Schedule 1, Principle 4.7; OPC Security Guidance

Physical measures (locked offices, restricted access), organizational measures (security clearances, need-to-know), technological measures (passwords, encryption, firewalls). Secure disposal methods. Employee confidentiality training.

Check Description
PIPEDA-07-C1 Safeguards proportional to data sensitivity
PIPEDA-07-C2 Physical, organizational, and technical safeguards implemented
PIPEDA-07-C3 Secure disposal methods preventing unauthorized access

PIPEDA-08: Openness and Access (Principles 8 and 9)

High

Provide individuals access to their personal information and make privacy policies available.

Legal Reference: PIPEDA Schedule 1, Principles 4.8-4.9; PIPEDA Section 8

Make privacy policies readily available. Upon request, inform of existence, use, and disclosure. Respond within 30 days (extendable by 30). Provide access at minimal or no cost. Allow accuracy challenges. Document refusals.

Check Description
PIPEDA-08-C1 Privacy policy publicly available
PIPEDA-08-C2 Access requests fulfilled within 30 days
PIPEDA-08-C3 Accuracy challenge mechanism implemented

PIPEDA-09: Challenging Compliance (Principle 10)

Medium

Establish procedures to receive and respond to complaints about personal information handling.

Legal Reference: PIPEDA Schedule 1, Principle 4.10

Accessible complaint procedures. Inform of recourse avenues including OPC complaint. Investigate all complaints. Take remedial action. Document complaints and outcomes.

Check Description
PIPEDA-09-C1 Accessible complaint procedure established
PIPEDA-09-C2 OPC escalation communicated to complainants
PIPEDA-09-C3 Complaint register maintained

PIPEDA-10: Mandatory Breach Notification (RROSH)

Critical

Notify the OPC and affected individuals of breaches posing a "real risk of significant harm."

Legal Reference: PIPEDA Section 10.1; Breach of Security Safeguards Regulations

Conduct Real Risk of Significant Harm (RROSH) assessment. If RROSH: notify individuals, OPC, and other organizations that may mitigate harm. Maintain breach records for 24 months containing: description, date, affected count, RROSH assessment, remediation.

Check Description
PIPEDA-10-C1 RROSH assessment procedure implemented
PIPEDA-10-C2 OPC and individual notification for RROSH breaches
PIPEDA-10-C3 Breach records maintained for 24 months

California — CPRA (CCPA as amended)

Pack ID: us-cpra Framework: CPRA Regulator: CPPA (California Privacy Protection Agency) Controls: 9 (3 critical, 5 high, 1 medium) Law: California Consumer Privacy Act (2018) as amended by California Privacy Rights Act (2020). Civil Code Sections 1798.100-1798.199.100

CPRA-01: Right to Know and Access

Critical

Implement consumer rights to know what personal information is collected, used, shared, or sold.

Legal Reference: Cal. Civ. Code Sections 1798.100, 1798.110, 1798.115

Provide: categories and specific pieces of PI collected, sources, business/commercial purposes, categories of third parties. Two submission methods minimum (toll-free + internet). Verify identity. Respond within 45 days (extendable by 45).

Check Description
CPRA-01-C1 Two request submission methods available
CPRA-01-C2 Identity verification procedure implemented
CPRA-01-C3 Response within 45 days (90 max)

CPRA-02: Right to Delete

High

Allow consumers to request deletion of their personal information.

Legal Reference: Cal. Civ. Code Section 1798.105

Delete from business records and direct service providers to delete. Exceptions: completing transactions, security/fraud, debugging, free speech, legal obligations, internal uses aligned with expectations, legal compliance.

Check Description
CPRA-02-C1 Deletion request process implemented
CPRA-02-C2 Service provider deletion directed
CPRA-02-C3 Exceptions documented and applied appropriately

CPRA-03: Right to Correct

Medium

Allow consumers to correct inaccurate personal information.

Legal Reference: Cal. Civ. Code Section 1798.106

Implement correction request mechanism. Use reasonable efforts to verify accuracy. Consider data nature, use, and potential impact. Communicate outcome.

Check Description
CPRA-03-C1 Correction request process implemented
CPRA-03-C2 Reasonable accuracy verification before correction

CPRA-04: Right to Opt-Out of Sale/Sharing

Critical

Provide mechanisms for consumers to opt out of sale or sharing of personal information.

Legal Reference: Cal. Civ. Code Sections 1798.120, 1798.135; CPPA GPC Regulations

"Do Not Sell or Share My Personal Information" link on homepage. Honor Global Privacy Control (GPC) browser signals. No account requirement for opt-out. No discrimination against consumers exercising rights. Support authorized agents.

Check Description
CPRA-04-C1 "Do Not Sell or Share" link on homepage
CPRA-04-C2 GPC browser signals honored
CPRA-04-C3 No account requirement for opt-out
CPRA-04-C4 Authorized agent requests supported

CPRA-05: Sensitive Personal Information Controls

High

Allow consumers to limit use and disclosure of sensitive personal information.

Legal Reference: Cal. Civ. Code Section 1798.121; Definition Section 1798.140(ae)

"Limit the Use of My Sensitive Personal Information" link. Sensitive PI: SSN, driver's license, financial accounts with access codes, precise geolocation, racial/ethnic origin, religious beliefs, private communications, genetic/biometric/health data, sex life/orientation. Limit use to what is necessary for services.

Check Description
CPRA-05-C1 "Limit Sensitive PI" link on homepage
CPRA-05-C2 Sensitive PI categories identified and mapped
CPRA-05-C3 Use limiting mechanism implemented

CPRA-06: Privacy Policy Requirements

High

Publish a privacy policy meeting all CPRA disclosure requirements.

Legal Reference: Cal. Civ. Code Section 1798.130; CPPA Privacy Policy Regulations

Disclose: PI categories collected, retention periods per category, PI sold/shared, consumer rights and how to exercise them, GPC recognition, financial incentives, collection purposes/sources/third parties, whether secondary uses occur, whether assessments are conducted. Update at least every 12 months. Submit to CPPA registry if required.

Check Description
CPRA-06-C1 Privacy policy includes all CPRA-required disclosures
CPRA-06-C2 Retention periods disclosed per data category
CPRA-06-C3 Policy reviewed at least annually

CPRA-07: Service Provider and Contractor Contracts

High

Execute CPRA-compliant contracts with all service providers, contractors, and third parties.

Legal Reference: Cal. Civ. Code Sections 1798.140(ag), 1798.100(d); CPPA Contract Regulations

Contracts must: set out business purposes, prohibit other uses, prohibit combining data (except permitted), prohibit selling/sharing, require notification of inability within 5 days, grant audit rights, require sub-processor flow-down, specify security. Third-party contracts must prohibit combining for cross-context behavioral advertising.

Check Description
CPRA-07-C1 CPRA-compliant contracts with all service providers
CPRA-07-C2 Audit rights and sub-processor flow-down included
CPRA-07-C3 Cross-context behavioral advertising prohibition in third-party contracts

CPRA-08: Cybersecurity Audits and DPAs

High

Conduct cybersecurity audits and data protection assessments for processing presenting significant risk.

Legal Reference: Cal. Civ. Code Section 1798.185(a)(15); CPPA ADMT Regulations

Regular cybersecurity audits. Data Protection Assessments for: selling/sharing PI, processing sensitive PI, automated decision-making technology (ADMT), processing for incompatible purposes. Document and make available to CPPA upon request.

Check Description
CPRA-08-C1 Cybersecurity audit program established
CPRA-08-C2 DPAs conducted for significant-risk processing
CPRA-08-C3 ADMT assessments conducted where applicable

CPRA-09: Data Minimization and Purpose Limitation

High

Collect and process personal information only for specific, explicit, and disclosed purposes.

Legal Reference: Cal. Civ. Code Section 1798.100(c)

Collect, use, retain, and share only what is reasonably necessary and proportionate to disclosed purposes. Document collection purposes. Do not use for incompatible secondary purposes without notice and consent. Retain no longer than necessary.

Check Description
CPRA-09-C1 Collection limited to reasonably necessary data
CPRA-09-C2 Purpose compatibility assessed before secondary use

Exercise: Compare Breach Notification Timelines

Jurisdiction Regulator Deadline Individual Notification
Brazil LGPD ANPD ? ?
Canada PIPEDA OPC ? ?
California CPRA CPPA ? ?

Answers

  • LGPD: "reasonable timeframe" (no fixed hours, but promptly). Individual notification when risk/harm exists.
  • PIPEDA: "as soon as feasible" after assessing RROSH. Individual notification when RROSH exists.
  • CPRA: No specific breach notification deadline in the statute itself (California's separate data breach law, Cal. Civ. Code 1798.82, requires "most expedient time possible" without unreasonable delay).

Exercise: Design a CPRA-Compliant Homepage

Sketch a website homepage layout that includes:

  1. Where would you place the "Do Not Sell or Share My Personal Information" link?
  2. Where would you place the "Limit the Use of My Sensitive Personal Information" link?
  3. How would you handle Global Privacy Control (GPC) signals?
  4. What would your privacy policy link text say?

Checklist

  • [ ] Both links in the website footer
  • [ ] GPC signal detection script loaded on every page
  • [ ] GPC opt-out processed without requiring account creation
  • [ ] Privacy policy accessible within one click from any page
  • [ ] "Your Privacy Choices" or similar opt-out preference center

Exercise: LGPD Legal Basis Mapping

For each processing activity in your project, identify the LGPD legal basis:

Processing Activity Legal Basis (Art 7)
User registration and account creation ?
Sending marketing emails ?
Processing payments ?
Complying with tax authority requests ?
Health data for a medical app ?
Credit scoring ?

Answers

  • Contract performance (V)
  • Consent (I) or legitimate interests (IX)
  • Contract performance (V)
  • Legal/regulatory obligation (II)
  • Health protection by professionals (VIII) + consent for sensitive data (Art 11)
  • Credit protection (X)